Advanced Certificate Course on Capital Markets, Investment and Securities Law
An investment in knowledge pays the best interest. ~ Benjamin Franklin
When it comes to investing, the best return you can get is by educating yourself. One should take the time to thoroughly research and analyze before making any investment decisions. Investments play a pivotal role in driving economic growth, enabling businesses to expand, and helping individuals build wealth over time. However, with opportunities come risks, and this is where securities law steps in. Securities law ensures that the markets operate fairly, transparently, and efficiently, protecting the interests of investors while maintaining the integrity of the financial system.
Into Legal World presents this Advanced Certificate Course on Capital Markets, Investments, and Securities Law to equip participants with a deep understanding of both the opportunities and the regulatory frameworks that shape the financial markets. This course covers the core principles of capital markets, delving into the concepts of equity, debt, and derivatives, compliance requirements and exploring the strategies that guide sound investment decisions.
OBJECTIVES
To gain a thorough knowledge of how capital markets function, including the key players, instruments, and dynamics that drive market activities.
To explore the legal framework governing securities markets, including key regulations, compliance requirements, and the role of regulatory bodies like SEBI.
To analyze various investment strategies across asset classes, including equities, debt, mutual funds, and derivatives.
To equip participants with the practical skills and legal knowledge needed for careers in legal advisory, financial analysis, corporate compliance, or regulatory roles.
CERTIFICATIONS
The Combination of 5 certificates includes:-
1. Certificate Course on Capital Market Operations
2. Certificate Course on Investment Strategies and Portfolio Management
3. Certificate Course on Securities Markets and Regulation
4. Certificate Course on Debt Markets and Securities Law
5. Certificate Course on Financial Derivatives and Securities Law
SYLLABUS
Module 1: Introduction to Capital Markets
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Overview of Capital Markets: Definition and Importance
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History and Evolution of Capital Market in India
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Types of Capital Markets: Primary vs. Secondary Markets
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Market Participants: Investors, Issuers, Intermediaries and their Roles and Responsibilities
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Overview of Regulatory Framework: SEBI Act, 1992; SCRA, 1956; Depositories Act, 1996 and Key Regulators
Module 2: Securities and Investment Instruments
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Types of Securities: Equity Shares, Preference Shares, Debentures, Bonds
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Hybrid Instruments: Convertibles, Derivatives, Warrants
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Introduction to Mutual Funds and Its types (money market funds, bond funds, stock funds, and target date funds)
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Introduction to Systematic Investment Plans (SIPs) and Its Benefits
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Factors to Consider for Selecting the Right Mutual Fund: Risk, Return, and Time Horizon
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Alternative Investment Options (REITs, InvITs, Hedge Funds, Private Equity)
Module 3: Securities Law and Regulation
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The Securities Contracts (Regulation) Act, 1956: Key Provisions, Compliance Requirements, Listing and Delisting of Securities
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The SEBI Act, 1992: Powers and Functions of SEBI, Relevant Guidelines and Circulars
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Insider Trading Regulations
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SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Code)
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SEBI (Alternative Investment Funds) Regulations, 2012
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Corporate Governance Norms under SEBI
Module 4: Capital Market Operations
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Primary Market Operations: Public Issues (IPO, FPO, Rights Issue) and Private Placements
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Secondary Market Operations: Stock Exchanges: Functions and Mechanisms
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Risk Management in Capital Markets (Market Risk, Credit Risk, Operational Risk) and Risk Management Strategies
Module 5: Debt Market
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Introduction to Debt Instruments: Bonds, Debentures, and Government Securities
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Types of Debt Instruments
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Investment Strategies in Debt Market
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Risks in Debt Investments
Module 6: Derivatives Market
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Introduction to Derivatives
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Its types (Forward Contracts, Futures, Options, Swaps) and Uses (Hedging, Speculation, Arbitrage)
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Risk Management with Derivatives
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SEBI Regulations on Derivatives
Module 7: Investment Strategies and Financial Management
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Introduction to Financial Management
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Understanding Financial Statements: Balance Sheet, Income Statement, and Cash Flow Statement
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Personal Finance Management: Debt Management and Credit Score, Retirement Planning and Insurance
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Tax Planning and Wealth Management
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Portfolio Management: Portfolio Theory and Asset Allocation
Module 8: Emerging Trends and Global Perspectives
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Sustainable and ESG Investing: Impact on Investment Decisions
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Cross-border Investing
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Fintech in Securities Market: Robo-advisors, Algorithmic Trading, Blockchain and Cryptocurrencies
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Regulatory Challenges and Future Trends
WHO SHOULD ATTEND
01
✓ Individuals pursuing a law degree or recent graduates looking to enhance their practical skills in the Investment and Securities Law.
02
✓ Legal consultants and advisors working with clients in the financial sector.
03
✓ Paralegals and Legal Assistants.
04
✓ Legal Educators and Academicians.
05
✓ Anyone interested in pursuing this course.
POINTS TO REMEMBER...
To be launched from
15th September 2024
Time frame:
4 Weeks
Live classes:
5 days a week at 8 PM.
Access to our high-quality SMART Notes essentially designed for the course.
Freelance project assistance.
Recorded Lectures:
Available on ILW Institute App.
Certificate of internship
with ILW is also available with this course.
FEE:
RS. 2400
RS.1200
50% Off
OUR FACULTIES...
Mr. Amaresh Patel
Is an Assistant Professor at Amity University. He holds more than 7.5 years of teaching experience. Author of 5 Law books and best seller on 3 Law books in Law.
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Ms. Vaidehi Prateek
Is an Assistant Professor of Law (Corporate and Project Infrastructure) in Symbiosis Law School, Nagpur, UGC NET- Law Qualified, Pursuing PhD from MNLU, Mumbai.
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Ms. Ridhi Singhal
Is an Assistant Professor at Marwadi University, Gujarat. She has completed her masters and holds specialisation in Intellectual Property Laws from the esteemed institution RGSOIPL, IIT Kharagpur. Adding on, she is also currently enrolled as PhD scholar at Gujarat National law University, Gandhinagar and has experience of working as Analyst at Trademarks Registry, Kolkata.
CERTIFICATIONS
Participants who successfully complete the course requirements, including assessments and assignments, will be awarded the Certificate on “Advanced Certificate Course on Capital Markets, Investments, and Securities Law.” This recognition of your efforts and achievements will not only enhance your professional profile but also demonstrate your commitment to industry best practices.
Reach out to us for guidance: intolegalworld@gmail.com / 8182044727
IN ASSOCIATION WITH...
